DISTRICT COURT ENTERS FINAL JUDGMENTS AGAINST DEFENDANTS JASON T. ROSE, DAVID G. ROSE, AND MARK LONG, AND RELIEF DEFENDANTS BRIAN C. ROSE AND JOYCE A....

SEC CHARGES NEW JERSEY INVESTMENT ADVISER IN MULTI-MILLION DOLLAR OFFERING FRAUD

SEC CHARGES OFFICER AND EMPLOYEE OF MILWAUKEE CORPORATION IN $30 MILLION EMBEZZLEMENT

SEC SETTLES ACCOUNTING FRAUD CHARGES AGAINST FORMER SENIOR LUCENT SALES EXECUTIVE

SEC CHARGES PHARMACEUTICAL COMPANY INSIDER AND FORMER HEDGE FUND MANAGER FOR INSIDER TRADING, RESULTING IN APPROXIMATELY $14 MILLION IN PROFITS

The CFTC obtained more than $4.6 million in disgorgement and civil monetary penalties in a court order settling CFTC charges filed on March 11, 2009,...

The CFTC charged Enrique F. Villalba, Jr., of Cuyahoga Falls, Ohio, and his firm, Money Market Alternative, LP, an Ohio company, with operating a multi-million...

The CFTC obtained more than $4 million in restitution and civil monetary penalties in an order entered by the U.S. District Court for the Northern...

The CFTC obtained $260,000 in civil monetary penalties and equitable relief in separate federal judgment orders against Steven Leigh Shakespeare and his company, Guardian Futures,...

The CFTC charged Patrick Rakotonanahary and Cyber Market Group LLC (Cyber Market), both of Punta Gorda, Fla., with operating a multi-million dollar foreign currency (forex)...